Harbor View Advisors, LLC
Privacy Notice

This privacy notice is being sent on behalf of Harbor View Advisors, LLC and its registered representatives (collectively called HVA Advisors LLC)

We recognize our obligation to keep information about you secure and confidential.  It’s important for you to know that we do not sell your information to anyone.  We restrict access to non-public personal information about you to those representatives and employees who need to know that information to provide products or services to you. We also maintain physical, electronic, and procedural safeguards to guard your non-public personal information. This notice describes how we handle your financial information that we collect while conducting our business.

We collect information about you (such as your name, address, social security number, assets and income) from our discussions with you, and from documents that you may deliver to us in the course of providing services to you.  We may use this information to open an account for you or to process a transaction for your account. In order to service your account and effect your transactions, we may provide your personal information to firms that assist us in servicing your account and have a need for such information, as permitted by law.  We may also disclose such information to FINRA, the Securities & Exchange Commission, or state of Florida, the regulatory agencies that oversee our activities.

If you prefer that we not disclose non-public, personal information about you to non-affiliated third parties, (other than those disclosures permitted by law) you may opt out of those disclosures that is, you may direct us not to make those disclosures.  If you wish to opt out of disclosures to non affiliated third parties, you may contact us at .(JavaScript must be enabled to view this email address) .

At such time as Harbor View Advisors, LLC and the representative terminate their relationship with one another, information that has been disclosed by one to the other may be retained by both of them if they have so agreed as a part of a transfer of such portion of the business as was previously handled by the representative.

Anti Money Laundering Procedures: To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account.  What this means for you:  When you open an account, we will ask for your name, address, date of birth, and other information that will allow us to identify you.  We may also ask to see a current government issued identification including your driver’s license or other identifying documents.